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Influence of Canopy Environmental Characteristics on Regen-eration of Nine Tree Species in Broadleaved Korean Pine Forests

Xing Du,Yelin Zhang,Huiwu Jiang,Xue-qing Dong

Published 2025 in Forests

ABSTRACT

This study aimed to investigate the impact of local canopy environmental characteristics on the regeneration of common tree species in the understory of broadleaved Korean pine forests, thus deepening the understanding of species coexistence and forest growth cycle mechanisms. This study focused on nine tree species found in the Liangshui National Nature Reserve in Heilongjiang Province, China. We stratified trees by height and simulated the LAI distribution of each class using Voronoi polygons. These layers were overlaid to generate an integrated LAI spatial map. All these procedures were integrated into the self-developed R package Broadleaf.Korean.pine.LAI, which was used to calculate individual-level canopy environment indicators, including average local LAI, local LAI standard deviation, canopy percent, vertical distribution tendency degree, local coniferous LAI, and local broadleaf LAI. These indicators were then compared with the average values of uniformly distributed understory sampling points. A principal component analysis (PCA) was conducted to reduce the dimensionality of the local canopy environmental characteristics for both the uniformly distributed points and regeneration habitats of each tree species, resulting in comprehensive canopy environmental characteristics. Wilcoxon rank-sum tests were applied to assess the significance of differences between the regeneration habitats and the understory average, as well as between the regeneration habitats of seedlings and saplings within the same species. Cliff’s delta effect size was used to evaluate the impact of each environmental factor on the transition of regeneration from seedlings to saplings. The results showed that, based on both individual canopy environmental indicators and composite indices derived from principal component analysis, seedlings tended to regenerate in areas with higher canopy coverage, whereas saplings were more commonly established in relatively open habitats. Clear differences exist between the regeneration habitats of coniferous and broadleaf species, with coniferous species tending to regenerate in areas with higher local broadleaf LAIs compared with broadleaf species. The effect size analysis showed that canopy percent, vertical distribution tendency degree, average local LAI, and local coniferous LAI have greater impacts on the transition from seedlings to saplings, while the effect of local broadleaf LAI is relatively small. These findings suggest that strong shade tolerance allows species to establish seedling banks under canopy patches, while interspecific differences in growth response to microhabitats shape their roles in the forest growth cycle. Future research should explore the physiological responses and trait characteristics of tree regeneration under varying canopy patch environments. Long-term monitoring of regeneration processes—including invasion, growth, and mortality—across different canopy patches will help elucidate the mechanisms shaping understory spatial patterns.

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